1065 North 115th Street
At Regency Investments we are a group of established Independent Financial Advisors who are driven by a passion to help our clients achieve their financial goals. We are looking for experienced like-minded advisors who share the same passion. At Regency Investments we understand fully that the top priority of a Financial Advisor is striving to help their clients achieve their various financial goals and financial wellness. We recognize how little of time this leaves for running an efficient, low stress, profitable business for yourself. We have solutions for you whether you are looking for the opportunity to share office space, support staff or want to maintain your own space and staff. You also have an option to simply use our office and/or conference room as a contact point. We have options and support that you may choose from and still remain fully independent to run your own business.
Your Solution is Our Goal; to provide a fair and balanced professional platform to help financial advisors collaborate with their peers, share resources, work towards a continuity/succession plan, run a more satisfying practice, expand on efficiency and increase overall profitability while achieving a better work/life balance.
Securities America, Inc. is one of the nation’s largest independent Broker Dealers. For information, please visit Join SAI.
Our Clearing Firm
Securities America offers two different and unique clearing relationships: National Financial Services, LLC and Pershing, LLC. You choose which relationship is best for you.
For a confidential conversation contact Greg Coenen –